Hello! My name is Katie Tan and I am a financial advisor who works with a select group of families and small businesses owners. I believe it is essential to take the time to learn what is most important to you and your family while developing a personalized investment strategy. Whether you are starting out, in the midst of it all or entering and enjoying retirement; I would love to get to know about you and your family and the financial goals you are striving to achieve.

I enjoy educating my clients about investing and I am dedicated to providing top-notch customer service. I particularly value working with engineers, IT professionals and first-generation American immigrants.

I am a Charlotte native and come from a large Filipino family. In my free time, I enjoy hiking, traveling and spending time with my family.

Focus areas

  • Retirement Savings Strategies
  • Wealth Strategies
  • Portfolio Reviews
  • New Investors
  • College Savings
  • Charitable Giving

Office Information

Office Hours

Office Hours
WeekdayAvailability
Mon 08:30AM - 04:30PM
Tue 08:30AM - 04:30PM
Wed 08:30AM - 04:30PM
Thu 08:30AM - 04:30PM
Fri 08:30AM - 12:00PM
Sat Closed
Sun Closed

Additional Hours

  • Evenings

Connect on Social

Branch Team

Email Me

More to explore

Find your financial starting point

Planning your financial future? Our Starting Point tool can help you take the first steps.

Learn More

What are your priorities?

Need help determining what your financial priorities are? The "My Priorities" quiz can help. It's an important step in building a comprehensive financial strategy.

Take the My Priorities quiz

Weekly market wrap

A summary of last week's market highlights and economic news.

Learn More