Hello! My name is Katie Tan and I am a financial advisor who works with a select group of families and small businesses owners. I believe it is essential to take the time to learn what is most important to you and your family while developing a personalized investment strategy. Whether you are starting out, in the midst of it all or entering and enjoying retirement; I would love to get to know about you and your family and the financial goals you are striving to achieve.

I enjoy educating my clients about investing and I am dedicated to providing top-notch customer service. I particularly value working with engineers, IT professionals and first-generation American immigrants.

I am a Charlotte native and come from a large Filipino family. In my free time, I enjoy hiking, traveling and spending time with my family.

Focus areas

  • Retirement Savings Strategies
  • Wealth Strategies
  • Portfolio Reviews
  • New Investors
  • College Savings
  • Charitable Giving

Office Information

Office Hours

Office Hours
Mon 08:30AM - 04:30PM
Tue 08:30AM - 04:30PM
Wed 08:30AM - 04:30PM
Thu 08:30AM - 04:30PM
Fri 08:30AM - 12:00PM
Sat Closed
Sun Closed

Additional Hours

  • Evenings

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